Top 28 Picks: Excelling Financial Compliance Service Companies
Top 28 Picks: Excelling Financial Compliance Service Companies
The financial compliance service industry constitutes companies that provide solutions for adhering to the regulatory finesse of the money market. They offer advanced, tech-enabled services like data and contract management, financial analysis, and other compliance solutions that help businesses detect, prevent and manage financial crimes to ensure systematic conformity to global regulations. With growing financial complexities, the industry is predicted to embrace more technology-driven, efficient compliance and regulatory systems, moving towards holistic financial data governance.
Top 28 Financial Compliance Service Companies
1. Audiens
- Website: audiens.org
- Headquarters: Vanves, Ile-De-France, France
- Founded: 2003
- Headcount: 501-1000
Audiens.org is a company that provides solutions for financial and legal compliance in the fight against money laundering and terrorism financing. They offer services such as data management, contract management, and financial analysis.
2. ComplyAdvantage
- Website: complyadvantage.com
- Headquarters: London, England, United States
- Founded: 2014
- Headcount: 201-500
- Latest funding type: Series C
ComplyAdvantage provides cutting-edge compliance solutions for businesses. Our advanced technology helps companies detect and prevent financial crime, ensuring compliance with global regulations.
3. SteelEye
- Website: steel-eye.com
- Headquarters: London, England, United Kingdom
- Founded: 2017
- Headcount: 51-200
- Latest funding type: Series B
SteelEye is a financial compliance company that helps businesses effectively manage regulatory obligations. Through their data-centric compliance solution, they capture, cleanse, and analyze vast volumes of structured and unstructured data to provide integrated compliance modules. Their offerings include trade oversight, communications oversight, regulatory reporting, and best execution analysis.
4. RIA in a Box
- Website: riainabox.com
- Headquarters: New York, New York, United States
- Founded: 2005
- Headcount: 51-200
- Latest funding type: Acquired
RIA in a Box is a cybersecurity platform that offers software and services to help investment advisors manage and automate regulatory compliance and cybersecurity responsibilities.
5. CrossCheck Compliance LLC
- Website: crosscheckcompliance.com
- Headquarters: Chicago, Illinois, United States
- Founded: 2008
- Headcount: 51-200
- Latest funding type: Series Unknown
CrossCheck Compliance is a consulting firm that specializes in regulatory compliance and risk management solutions for financial institutions. They offer expert support services, such as fair and responsible lending, HMDA compliance, CRA compliance, and due diligence. With their team of industry experts, they assist clients in managing compliance risk, navigating regulatory rules, and working with regulators. They also provide litigation support and expert testimony on mortgage lending, mortgage servicing, and regulatory compliance issues.
6. Sentinels
- Website: sentinels.ai
- Headquarters: Amsterdam, North Holland, Netherlands
- Founded: 2019
- Headcount: 51-200
- Latest funding type: Acquired
Sentinels.ai offers AI-powered solutions for anti-money laundering (AML) compliance. Their products automate transaction monitoring, sanctions screening and AML compliance, helping companies detect and prevent financial crime in real time. With their technology, organizations can streamline their compliance processes, reduce false positives, and improve risk operations. Sentinels.ai's solutions are tailored for industries such as payments, neobanks, open banking, crypto, remitters, FX & trading, and wealth management.
7. International Compliance Association
- Website: int-comp.org
- Headquarters: Birmingham, West Midlands, United Kingdom
- Founded: 2001
- Headcount: 51-200
The company, int-comp.org, offers training and certification programs in regulatory compliance and financial crime prevention, including anti-money laundering. Their courses are designed to enhance professional credibility and provide relevant skills and knowledge for individuals and organizations in these areas.
8. Federal Reserve Board
- Website: federalreserve.gov
- Headquarters: Washington, District Of Columbia, United States
- Founded: 1913
- Headcount: 1001-5000
The Federal Reserve is an oversight organization that provides independent oversight of the Board and the Consumer Financial Protection Bureau (CFPB) to improve their programs and operations, and prevent and detect fraud, waste, and abuse.
9. CAD IT Gruppo Cedacri
- Website: caditgroup.com
- Headquarters: Verona, Veneto, Italy
- Founded: 1977
- Headcount: 1001-5000
- Latest funding type: Ipo
CAD IT Group is a company that provides software solutions for banks, financial services, industry, and public administration. They offer a wide range of products including software for asset management, taxation, treasury, and regulatory compliance. With over 40 years of experience, CAD IT Group serves thousands of professional clients and manages organizations in the finance sector. They are known for their expertise in digital wealth management, corporate actions, and trading platforms.
10. Infront
- Website: infrontfinance.com
- Headquarters: Frogner, Oslo, Norway
- Founded: 1998
- Headcount: 501-1000
- Latest funding type: Acquired
Infront Finance provides data and feed solutions for the financial industry, offering market data, news, and analytics. They also offer trading solutions, portfolio management and advisory services, regulatory compliance solutions, and publication and distribution solutions.
11. Auditor General's Office, Maldives
- Website: audit.gov.mv
- Headquarters: Male', Galolhu, Maldives
- Founded: 1951
- Headcount: 51-200
The company is an audit organization based in the Maldives. It provides auditing services to public and private sector entities. They aim to ensure transparency, accountability, and the proper management of public resources.
12. SDDco Group
- Website: sddco.com
- Headquarters: New York, New York, United States
- Founded: 1952
- Headcount: 51-200
SDDco.com is a professional services firm offering a range of financial and advisory services. They specialize in accounting, bookkeeping, tax compliance, consulting, and cybersecurity for a variety of clients. With a focus on the financial industry, they provide expertise and support to broker-dealers, registered investment advisers, and new businesses.
13. Actico
- Website: actico.com
- Headquarters: Immenstaad Am Bodensee, Baden-Württemberg, Germany
- Founded: 2015
- Headcount: 51-200
ACTICO is a technology company that offers intelligent automation solutions for financial service providers. Their core technology, ACTICO Platform, enables the development of custom applications and provides efficient management of regulatory compliance obligations. They provide tailor-made business solutions for fraud prevention, credit risk management, financial spreading, decisioning and approvals, and more.
14. BDO El Salvador
- Website: bdo.com.sv
- Headquarters: Santa Tecla, La Libertad, El Salvador
- Founded: 1967
- Headcount: 51-200
BDO El Salvador is a financial services firm that offers audit, tax, advisory, and outsourcing services to organizations of various sizes and activities. They provide their clients with a strong commitment to business circumstances and regulations, working to meet their specific needs. Their clients range from the healthcare, chemical, pharmaceutical, and manufacturing industries to the public sector and real estate and construction industry.
15. Grant Thornton Switzerland/Liechtenstein
- Website: grantthornton.ch
- Headquarters: Zürich, Zürich, Switzerland
- Headcount: 51-200
Grant Thornton Switzerland is a professional services firm providing national and international tax consulting, transfer pricing services, audit services, and advisory services. They have been supporting private and public enterprises in Switzerland for over 50 years.
16. Pinnacle Fund Services
- Website: pinnaclefundservices.com
- Headquarters: Vancouver, British Columbia, Canada
- Founded: 2011
- Headcount: 11-50
Pinnacle Fund Services is a company that provides comprehensive and reliable fund administration and middle office services to investment managers and hedge funds.
17. Notabene
- Website: notabene.id
- Headquarters: New York, New York, Indonesia
- Founded: 2020
- Headcount: 11-50
- Latest funding type: Series A
Notabene is a company that offers a comprehensive Crypto Travel Rule compliance solution for Virtual Asset Service Providers (VASPs). Their protocol-agnostic approach allows VASPs to seamlessly integrate with existing systems and streamline data transfers with verified counterparties. By complying with the FATF Travel Rule, VASPs can gain better access to traditional banking services and enhance trust and visibility for their customers.
18. Chartwell Compliance
- Website: chartwellcompliance.com
- Headquarters: Bethesda, Maryland, United States
- Founded: 2011
- Headcount: 11-50
- Latest funding type: Acquired
Chartwell Compliance is a subsidiary of MVB Bank that offers integrated regulatory compliance, financial crimes prevention, and enterprise risk management services. They provide consulting, outsourcing, testing, and training to help organizations navigate complex regulatory environments.
19. Consilient
- Website: consilient.com
- Headquarters: Washington, District Of Columbia, Canada
- Founded: 2020
- Headcount: 51-200
- Latest funding type: Seed
Consilient is a leading risk, compliance, investigations, and monitoring firm that offers the Federated Machine Learning solution. The company enables organizations to effectively discover and manage financial crime risks without the challenges and costs of data sharing or relocation.
20. Thistle Initiatives
- Website: thistleinitiatives.co.uk
- Headquarters: London, London, United Kingdom
- Founded: 2012
- Headcount: 51-200
- Latest funding type: Acquired
Thistle Initiatives is a specialist firm providing support and solutions for businesses in financial crime risk. They offer FCA Authorisation support, compliance services, acquisition due diligence, and more.
21. Sernova Financial
- Website: sernovafinancial.com
- Headquarters: London, England, United Kingdom
- Founded: 2015
- Headcount: 51-200
- Latest funding type: Undisclosed
Sernova Financial is a cloud-based post-trade services company that provides innovative solutions for financial institutions.
22. International Compliance Training
- Website: int-comp.com
- Headquarters: Sutton Coldfield, West Midlands, United Kingdom
- Founded: 2001
- Headcount: 51-200
International Compliance Training Academy (ICTA) is a training partner of the International Compliance Association (ICA) in the APAC region, providing globally recognized courses in anti money laundering, compliance, and financial crime prevention.
23. Tandem Integrated Business Solutions
TIBS.in provides tax and payroll advisory services such as calculating taxable income, PF calculation, TDS calculation, and other financial compliance options for companies.
24. Kalpataru Computer Services
- Website: kcssoft.net
- Headquarters: Mumbai, Maharastra, India
- Founded: 1998
- Headcount: 51-200
Kalpataru Computer Services is a software provider that specializes in delivering solutions to the finance and banking sector, such as central monitoring of safe deposit lockers, financial systems, and compliance software.
25. True Vision
- Website: true-vision.net
- Headquarters: Riga, Riga, Latvia
- Founded: 2000
- Headcount: 11-50
True Vision is a company that provides accounting services including tax optimization, payroll management, and accounting advice. They offer their services to businesses of all sizes, helping them improve their financial performance and comply with accounting regulations.
26. ClearCycle Corporation
- Website: clearcycle.com
- Headquarters: Redmond, Washington, United States
- Founded: 1983
- Headcount: 11-50
- Latest funding type: Acquired
ClearCycle is a provider of corporate Finance and Disbursement Systems that utilizes the latest technology to process disbursements. Their state-of-the-art solutions are tailored to meet the unique needs of various industries. ClearCycle helps their customers manage and resolve complex financial payment processes, enhance efficiency, reduce payment costs, and ensure regulatory compliance.
27. LEI Register
- Website: leinumber.com
- Headquarters: Tallinn, Harjumaa, Estonia
- Founded: 2018
- Headcount: 11-50
LEI Register is a company that has developed an LEI management platform for banks, wealth managers, and entities who manage LEI's on behalf of their customers. They help their clients comply with regulations such as MiFID II and EMIR, ensuring transparency and stability in the global financial market by providing LEI codes. They offer services for LEI registration, renewal, and search, making it easier for companies to track and maintain their LEI numbers.
28. DSA Prospect Limited
- Website: dsaprospect.co.uk
- Headquarters: Witney, Oxfordshire, United Kingdom
- Founded: 2010
- Headcount: 11-50
DSA Prospect is a company registered in England that offers auditing services. They provide expertise in auditing financial records and helping businesses comply with regulations. With their registered office located in Witney, Oxfordshire, they serve a range of clients seeking professional auditing solutions.
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