Spotlight: Top 28 Innovators in the Regtech Industry
Spotlight: Top 28 Innovators in the Regtech Industry
The regulatory technology industry, also known as Regtech, is an emerging field within the financial services sector that seeks to streamline and automate regulatory processes through innovative, proprietary tech solutions. These companies seek to bring a new level of efficiency and effectiveness to risk management, compliance, and fraud prevention. Regtech companies vary widely in their offerings, with some focusing on document and identity verification, while others provide enterprise governance risk and compliance platforms. The industry continues to evolve and grow in response to the increasing demand and regulatory challenges faced by businesses worldwide.
Top 28 Regtech Companies
1. MetricStream
- Website: metricstream.com
- Headquarters: San Jose, California, United States
- Founded: 1999
- Headcount: 1001-5000
- Latest funding type: Private Equity
MetricStream is a company that offers an enterprise governance risk and compliance platform. Their platform helps organizations manage and mitigate risks, ensure regulatory compliance, and improve overall business performance.
2. Sai360
- Website: sai360.com
- Headquarters: Chicago, Illinois, United States
- Founded: 2008
- Headcount: 201-500
SAI360 is a compliance and risk management platform that offers digital solutions for GRC, vendor risk, business continuity, and ESG. Trusted by millions of employees worldwide, SAI360 helps organizations streamline their risk management processes and ensure regulatory compliance. With configurable off-the-shelf modules, users can get a 360° view of risk and make better decisions. The platform also provides learning resources and training modules for effective risk and compliance management.
3. Onfido
- Website: onfido.com
- Headquarters: London, England, United Kingdom
- Founded: 2012
- Headcount: 501-1000
- Latest funding type: Series D
Onfido is a technology company that provides automated digital identity and authentication solutions. They offer document and biometric verifications, data sources, and fraud detection signals to prevent identity fraud. Their platform, Onfido Atlas, uses AI technology developed in-house over 10 years to automate onboarding, KYC compliance, and identity verification. Onfido serves various industries including financial services, gaming, healthcare, sharing economy, retail & eCommerce, telecommunications, and transport.
4. Jumio Corporation
- Website: jumio.com
- Headquarters: Palo Alto, California, United States
- Founded: 2010
- Headcount: 201-500
- Latest funding type: Private Equity
Jumio is a leading provider of automated identity verification solutions. With over 10 years of experience and trusted by over 1 billion transactions worldwide, Jumio helps businesses stop fraudsters and ensure the ground truth of real-world identity. Their solutions offer powerful risk signals and leverage innovative technologies such as computer vision and artificial intelligence.
5. 360factors, Inc.
- Website: 360factors.com
- Headquarters: Austin, Texas, United States
- Founded: 2012
- Headcount: 51-200
360factors is a risk and compliance software solutions company leveraging AI-based technology. They offer a platform and application for risk management, compliance monitoring and testing, regulatory change management, and more. Their services help organizations streamline operations and enhance performance.
6. Mitek Systems
- Website: miteksystems.com
- Headquarters: San Diego, California, United States
- Founded: 1985
- Headcount: 201-500
- Latest funding type: Post Ipo Equity
Mitek Systems is a leading provider of identity verification solutions. They offer a platform that enables businesses to deploy custom verification journeys at scale, preventing identity fraud and reducing associated costs.
7. Acuant
- Website: acuant.com
- Headquarters: Atlanta, Georgia, United States
- Founded: 1999
- Headcount: 201-500
- Latest funding type: Acquired
Acuant is a trusted identity verification company that offers a proprietary database of over 450 million digital identities. They help balance customer experience with necessary due diligence and global regulatory requirements, reducing false positives. Acuant provides solutions for Sanctions Screening and Transaction Monitoring in one place, making the process effortless.
8. ComplyAdvantage
- Website: complyadvantage.com
- Headquarters: London, England, United States
- Founded: 2014
- Headcount: 201-500
- Latest funding type: Series C
ComplyAdvantage provides cutting-edge compliance solutions for businesses. Our advanced technology helps companies detect and prevent financial crime, ensuring compliance with global regulations.
9. TSS Consultancy Pvt Ltd
- Website: trackwizz.com
- Headquarters: Mumbai, Maharashtra, India
- Founded: 2007
- Headcount: 51-200
TrackWizz is a technology solution that helps in fighting financial crime and achieving regulatory compliance. It offers tools and modules for KYC, AML, risk rating, surveillance, insider trading, and more. With customizable solutions and top-of-the-line features, TrackWizz is a reliable choice for businesses looking to easily manage their compliance-related activities.
10. Compliance Solutions Strategies
- Website: compliancesolutionsstrategies.com
- Headquarters: New York, New York, United States
- Founded: 2016
- Headcount: 201-500
Compliance Solutions Strategies (CSS) is a global RegTech platform that offers comprehensive and technology-enabled regulatory solutions to compliance professionals in the financial services industry.
11. Compliance Solutions Strategies (CSS)
- Website: cssregtech.com
- Headquarters: New York, New York, United States
- Founded: 2016
- Headcount: 201-500
- Latest funding type: Acquired
Compliance Solutions Strategies (CSS) is a company that assists financial services firms in navigating global regulatory compliance. Their technology solutions address critical areas of compliance and aim to remove operational risks and manual processes. CSS offers services such as platform fund reporting, investment monitoring, transaction reporting, and compliance management. They focus on providing customized, high-value services to their clients and leverage an end-to-end, integrated approach to offer Compliance-as-a-Service.
12. FundApps
- Website: fundapps.co
- Headquarters: London, Greater London, United Kingdom
- Founded: 2010
- Headcount: 51-200
- Latest funding type: Private Equity
FundApps Ltd is a private limited company that specializes in compliance-as-a-service (CaaS) for investment managers. With an innovative business model, FundApps combines regulatory technology, market data, and expert knowledge to simplify compliance processes. They offer web-based software solutions, expertise in regulatory compliance, and access to a community of peers. FundApps helps financial institutions avoid fines, reduce risk, fulfill obligations, and efficiently manage disclosures.
13. Lockpath by NAVEX Global
- Website: lockpath.com
- Headquarters: Overland Park, Kansas, United States
- Founded: 2010
- Headcount: 51-200
- Latest funding type: Acquired
Lockpath offers comprehensive integrated risk management solutions that allow organizations to manage and mitigate risk effectively. Their powerful software helps businesses streamline processes, enhance decision-making, and achieve regulatory compliance.
14. cleversoft group
- Website: clever-soft.com
- Headquarters: Munich, Germany, Germany
- Founded: 2004
- Headcount: 51-200
- Latest funding type: Private Equity
Clever-Soft is a regulatory compliance solutions provider for the financial services industry. They offer software and services to manage, monitor, and control regulatory aspects for banks, insurance companies, asset managers, pension funds, and more.
15. Scila
Scila is a technology company that provides surveillance and compliance solutions for the financial industry. Their systems are used by exchanges, trading venues, and broker dealers to quickly identify market abuse, risk, and operational errors. They offer a range of products including Scila Surveillance, Scila AML, and Scila Risk, which provide real-time monitoring, sanction screening, and risk management capabilities. Their solutions are industry standard and can be deployed both as a cloud-based SaaS option or on-premise.
16. Suade Labs
- Website: suade.org
- Headquarters: London, England, United Kingdom
- Founded: 2014
- Headcount: 51-200
- Latest funding type: Series A
Suade is a company specializing in regulatory transformation. They offer solutions and resources for industry collaboration in the financial services sector. With ISO-27001 and ISO-9001 certifications, Suade prioritizes privacy and data protection. Their expertise lies in providing innovative tools and technology to help streamline regulatory processes for businesses.
17. KoreConX All-In-One Platform
- Website: koreconx.com
- Headquarters: New York, New York, United States
- Founded: 2016
- Headcount: 51-200
- Latest funding type: Series A
KoreConX is an All-In-One Platform that securely manages business data and ensures compliance. It offers efficient solutions for private markets, broker-dealers, and companies, including cap table and shareholder management, deal room management, and issuance management.
18. Droit
- Website: droit.tech
- Headquarters: New York, New York, United States
- Founded: 2012
- Headcount: 51-200
- Latest funding type: Series A
Droit.tech offers products for markets, including pre-trade and post-trade solutions, client readiness, transaction reporting, and point of trade position reporting. The company's Chief Administrative Officer is Evelyn Tressitt, who has a background in finance and executive leadership roles in the banking industry. Droit.tech's team includes professionals with expertise in finance, technology, and business operations. The company serves various customer groups and specializes in Fintech and B2B Enterprise Software. Its business model keywords include SaaS, Consulting, and Technology. Droit.tech fits into the industry categories of Financial Technology, Banking, and Investment Services. The company's customers include financial institutions, trading firms, and investment banks. Other relevant keywords include market solutions, regulatory compliance, and risk management.
19. Funds-Axis Limited
- Website: funds-axis.com
- Headquarters: London, United Kingdom, United Kingdom
- Founded: 2007
- Headcount: 11-50
Funds-Axis is a global provider of solutions for investment managers and depositaries to meet investment compliance, risk, and regulatory reporting requirements. Our solutions offer cost-effective and efficient ways to comply with regulations without the need for expensive implementations and risky projects.
20. IDology
- Website: idology.com
- Headquarters: Atlanta, Georgia, United States
- Founded: 2003
- Headcount: 51-200
- Latest funding type: Acquired
IDology is a company that offers identity verification and authentication solutions. They provide layered solutions for businesses to combat fraud and streamline customer acquisition. With a focus on compliance, IDology helps organizations maintain regulatory requirements. Their services include enhanced phone verification, international identity verification, customer-based authentication, and ID document scan solutions.
21. Au10tix
- Website: au10tix.com
- Headquarters: Hod Hasharon, Israel, Cyprus
- Founded: 2005
- Headcount: 51-200
- Latest funding type: Series Unknown
AU10TIX is a global fraud detection solutions provider that helps businesses stay ahead of synthetic identity fraud. With an 8-second response time, AU10TIX enables rapid user verification and can handle any level of account demand. Trusted by hundreds of enterprises worldwide, AU10TIX extracts and cross-references date-of-birth, biometrics, and other necessary data, providing reliable identity intelligence.
22. Trans World Compliance
- Website: transworldcompliance.com
- Headquarters: Rockville, Maryland, United States
- Founded: 2013
- Headcount: 11-50
Trans World Compliance, Inc. is a company that offers solutions for compliance with Common Reporting Standard (CRS) and US FATCA regulatory requirements. They provide CRS/FATCA One, a flagship product that simplifies and automates reporting processes by raising flags, tracking remediation, and centralizing data. With support for over 100 jurisdiction-specific requirements, Trans World Compliance ensures time-saving, accurate, and efficient compliance with international tax regulations.
23. NorthRow
- Website: northrow.com
- Headquarters: London, Oxfordshire, United Kingdom
- Founded: 2010
- Headcount: 11-50
- Latest funding type: Convertible Note
NorthRow is a Software-as-a-Service (SaaS) company revolutionizing risk management for regulated organizations. They provide an AML compliance platform that automates verification, evaluates risk, and simplifies compliance with evolving regulations.
24. eflow Global
- Website: eflowglobal.com
- Headquarters: London, England, United Kingdom
- Founded: 2004
- Headcount: 11-50
- Latest funding type: Series Unknown
eflow is a company that specializes in regulatory compliance solutions for banks, broker dealers, and other financial institutions. They offer products such as TZ Regulatory Compliance, TZTR Regulatory Reporting, and PATH Development Platform. With a commitment to product development and an emphasis on staying compliant with changing regulations, eflow is a trusted partner for firms looking to meet their regulatory requirements.
25. CoorpID
- Website: coorpid.com
- Headquarters: Amsterdam, Amsterdam, Netherlands
- Founded: 2018
- Headcount: 11-50
CoorpID is a digital vault that helps financial institutions and corporate clients streamline their KYC (Know Your Customer) processes. It reduces manual tasks, saves time, and cuts costs by facilitating client outreach and data collection. With bank-grade security and Chinese walls, it ensures secure access to information. CoorpID was developed by ING in collaboration with corporate customers and has been used by over 500 users to share confidential KYC documents. It continues to improve based on customer feedback and industry regulations.
26. iSPIRAL
- Website: i-spiral.com
- Headquarters: Aradippou, Larnaca, Cyprus
- Founded: 2007
- Headcount: 11-50
iSPIRAL is a compliance and risk management software company based in Cyprus. They offer centralized compliance and case repository solutions, as well as transaction monitoring and screening services. Their clients include financial institutions and investment firms.
27. Ascent
- Website: ascentregtech.com
- Headquarters: Chicago, Illinois, United States
- Founded: 2015
- Headcount: 11-50
- Latest funding type: Series B
Ascent RegTech is a company that provides regulatory compliance software to help businesses manage and stay up-to-date with regulatory obligations. They offer a platform that generates and maintains a complete set of obligations tailored to each business. Their turnkey solution helps businesses streamline compliance, reduce costs, and mitigate regulatory risks.
28. Shufti Pro
- Website: shuftipro.com
- Headquarters: London, England, United Kingdom
- Founded: 2016
- Headcount: 11-50
- Latest funding type: Series A
Shufti Pro is a leading identity verification and fraud prevention service provider. We offer seamless authentication of identity documents through our advanced technology, including NFC verification. Our solutions are used by individuals and businesses for AML screening, age verification, customer onboarding, investor verification, and more. With a focus on privacy and security, we provide extra security features to ensure a trusted and reliable verification process.
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